Book VIII, Equality, and friendship in the state
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Morose and elderly people rarely make friends, as they are inclined to be surly, and do not take much pleasure in society; good temper and sociability appear to be the chief constituents or causes of friendship. Hence the young make friends quickly, but the old do not, since they do not make friends with people if they do not enjoy their company; and the same applies to persons of a morose temper. It is true that the old or morose may feel goodwill for each other, since they may wish each other well and help each other in case of need; but they cannot properly be called friends, as they do not seek each other’s society nor enjoy it, and these are thought to be the chief marks of friendship.
It is not possible to have many friends in the full meaning of the word friendship, any more than it is to be in love with many people at once (love indeed seems to be an excessive state of emotion, such as is naturally felt towards one person only); and it is not easy for the same person to like a number of people at once, nor indeed perhaps can good men be found in large numbers.
Also for perfect friendship you must get to know a man thoroughly, and become intimate with him, which is a very difficult thing to do. But it is possible to like a number of persons for their utility and pleasantness, for useful and pleasant people are plentiful, and the benefits they confer can be enjoyed at once.
Of these two inferior kinds of friendship, the one that more closely resembles true friendship is that based on pleasure, in which the same benefit is conferred by both parties, and they enjoy each other’s company, or have common tastes; as is the case with the friendships of young people. For in these there is more generosity of feeling, whereas the friendship of utility is a thing for sordid souls. Also those blessed with great prosperity have no need of useful friends, but do need pleasant ones, since they desire some society; and though they may put up with what is unpleasant for a short time, no one would stand it continually: you could not endure even the Absolute Good itself for ever, if it bored you; and therefore the rich seek for friends who will be pleasant. No doubt they ought to require them to be good as well as pleasant, and also good for them, since then they would possess all the proper qualifications for friendship.
But princes and rulers appear to keep their friends in separate compartments: they have some that are useful, and some that are pleasant, but rarely any that are both at once. For they do not seek for friends who are pleasant because they are good, or are useful for noble purposes, but look for witty people when they desire pleasure, and for the other sort seek men who are clever at executing their commissions; and these two qualities are rarely found in the same person.
The good man, as we have said, is both useful and pleasant, but the good man does not become the friend of a superior, unless his superior in rank be also his superior in virtue; otherwise the good man as the inferior party cannot make matters proportionally equal. But potentates of such superior excellence are scarcely common.
1158.2But to resume: the forms of friendship of which we have spoken are friendships of equality, for both parties render the same benefit and wish the same good to each other, or else exchange two different benefits, for instance pleasure and profit. (These are less truly friendships, and less permanent, as we have said; and opinions differ as to whether they are really friendships at all, owing to their being both like and unlike the same thing. In view of their likeness to friendship based on virtue they do appear to be friendships, for the one contains pleasure and the other utility, and these are attributes of that form of friendship too; but in that friendship based on virtue is proof against calumny, and permanent, while the others quickly change, besides differing in many other respects, they appear not to be real friendships, owing to their unlikeness to it.)
But there is a different kind of friendship, which involves superiority of one party over the other, for example, the friendship between father and son, and generally between an older person and a younger, and that between husband and wife, and between any ruler and the persons ruled. These friendships also vary among themselves. The friendship between parents and children is not the same as that between ruler and ruled, nor indeed is the friendship of father for son the same as that of son for father, nor that of husband for wife as that of wife for husband; for each of these persons has a different excellence and function, and also different motives for their regard, and so the affection and friendship they feel are different.
Now in these unequal friendships the benefits that one party receives and is entitled to claim from the other are not the same on either side; but the friendship between parents and children will be enduring and equitable, when the children render to the parents the services due to the authors of one’s being, and the parents to the children those due to one’s offspring. The affection rendered in these various unequal friendships should also be proportionate: the better of the two parties, for instance, or the more useful or otherwise superior as the case may be, should receive more affection than he bestows; since when the affection rendered is proportionate to desert, this produces equality in a sense between the parties, and equality is felt to be an essential element of friendship.
Equality in friendship, however, does not seem to be like equality in matters of justice. In the sphere of justice, equal (fair) means primarily proportionate to desert, and equal in quantity is only a secondary sense; whereas in friendship equal in quantity is the primary meaning, and proportionate to desert only secondary.
This is clearly seen when a wide disparity arises between two friends in point of virtue or vice, or of wealth, or anything else; they no longer remain nor indeed expect to remain friends. This is most manifest in the case of the gods, whose superiority in every good attribute is pre-eminent; 1159.1but it is also seen with princes: in their case also men much below them in station do not expect to be their friends, nor do persons of no particular merit expect to be the friends of men of distinguished excellence or wisdom.
It is true that we cannot fix a precise limit in such cases, up to which two men can still be friends; the gap may go on widening and the friendship still remain; but when one becomes very remote from the other, as God is remote from man, it can continue no longer.
This gives rise to the question, is it not after all untrue that we wish our friends the greatest of goods? for instance, can we wish them to become gods? for then they will lose us as friends, and therefore lose certain goods, for friends are goods. If then it was rightly said above that a true friend wishes his friend’s good for that friend’s own sake, the friend would have to remain himself, whatever that may be; so that he will really wish him only the greatest goods compatible with his remaining a human being. And perhaps not all of these, for everybody wishes good things for himself most of all.
Most men however, because they love honor, seem to be more desirous of receiving than of bestowing affection. Hence most men like flattery, for a flatterer is a friend who is your inferior, or pretends to be so, and to love you more than you love him; but to be loved is felt to be nearly the same as to be honored, which most people covet.
They do not however appear to value honor for its own sake, but for something incidental to it. Most people like receiving honor from men of high station, because they hope for something from them: they think that if they want something, the great man will be able to give it them; so they enjoy being honored by him as a token of benefits to come. Those on the other hand who covet being honored by good men, and by persons who know them, do so from a desire to confirm their own opinion of themselves; so these like honor because they are assured of their worth by their confidence in the judgement of those who assert it. Affection on the other hand men like for its own sake; from which we infer that it is more valuable than honor, and that friendship is desirable in itself.
But in its essence friendship seems to consist more in giving than in receiving affection: witness the pleasure that mothers take in loving their children. Some mothers put their infants out to nurse, and though knowing and loving them, do not ask to be loved by them in return, if it be impossible to have this as well, but are content if they see them prospering; they retain their own love for them even though the children, not knowing them, cannot render them any part of what is due to a mother.
As then friendship consists more especially in bestowing affection, and as we praise men for loving their friends, affection seems to be the mark of a good friend. Hence it is friends that love each other as each deserves 1159.2who continue friends and whose friendship is lasting.
Also it is by rendering affection in proportion to desert that friends who are not equals may approach most nearly to true friendship, since this will make them equal. Amity consists in equality and similarity, especially the similarity of those who are alike in virtue; for being true to themselves, these also remain true to one another, and neither request nor render services that are morally degrading. Indeed they may be said actually to restrain each other from evil: since good men neither err themselves nor permit their friends to err. Bad men on the other hand have no constancy in friendship, for they do not even remain true to their own characters; but they can be friends for a short time, while they take pleasure in each other’s wickedness.
The friendships of useful and pleasant people last longer, in fact as long as they give each other pleasure or benefit. It is friendship based on utility that seems most frequently to spring from opposites, for instance a friendship between a poor man and a rich one, or between an ignorant man and a learned; for a person desiring something which he happens to lack will give something else in return for it. One may bring under this class the friendship between a lover and the object of his affections, or between a plain person and a handsome one. This is why lovers sometimes appear ridiculous when they claim that their love should be equally reciprocated; no doubt if they are equally lovable this is a reasonable demand, but it is ridiculous if they have nothing attractive about them.
But perhaps there is no real attraction between opposites as such, but only accidentally, and what they actually desire is the mean between them (since this is the Good); the dry for instance striving not to become wet, but to reach an intermediate state, and so with the hot, and everything else. Let us however dismiss this question, as being indeed somewhat foreign to our subject.
The objects and the personal relationships with which friendship is concerned appear, as was said at the outset, to be the same as those which are the sphere of justice. For in every partnership we find mutual rights of some sort, and also friendly feeling: one notes that shipmates and fellow-soldiers speak of each other as my friend, and so in fact do the partners in any joint undertaking. But their friendship is limited to the extent of their association in their common business, for so also are their mutual rights as associates. Again, the proverb says Friends’ goods are common property, and this is correct, since community is the essence of friendship.
Brothers have all things in common, and so do members of a comradeship; other friends hold special possessions in common, more or fewer in different cases, inasmuch as friendships vary in degree. The claims of justice also differ in different relationships. 1160.1The mutual rights of parents and children are not the same as those between brothers; the obligations of members of a comradeship not the same as those of fellow-citizens; and similarly with the other forms of friendship.
Injustice therefore also is differently constituted in each of these relationships: wrong is increasingly serious in proportion as it is done to a nearer friend. For example, it is more shocking to defraud a comrade of money than a fellow-citizen; or to refuse aid to a brother than to do so to a stranger; or to strike one’s father than to strike anybody else. Similarly it is natural that the claims of justice also should increase with the nearness of the friendship, since friendship and justice exist between the same persons and are co-extensive in range.
But all associations are parts as it were of the association of the State. Travellers for instance associate together for some advantage, namely to procure some of their necessary supplies. But the political association too, it is believed, was originally formed, and continues to be maintained, for the advantage of its members: the aim of lawgivers is the good of the community, and justice is sometimes defined as that which is to the common advantage.
Thus the other associations aim at some particular advantage; for example sailors combine to seek the profits of seafaring in the way of trade or the like, comrades in arms the gains of warfare, their aim being either plunder, or victory over the enemy or the capture of a city; and similarly the members of a tribe or parish And some associations appear to be formed for the sake of pleasure, for example religious guilds and dining-clubs, which are unions for sacrifice and social intercourse. But all these associations seem to be subordinate to the association of the State, which aims not at a temporary advantage but at one covering the whole of life. combine to perform sacrifices and hold festivals in connection with them, thereby both paying honor to the gods and providing pleasant holidays for themselves. For it may be noticed that the sacrifices and festivals of ancient origin take place after harvest, being in fact harvest-festivals; this is because that was the season of the year at which people had most leisure.
All these associations then appear to be parts of the association of the State; and the limited friendships which we reviewed will correspond to the limited associations from which they spring.
Now there are three forms of constitution, and also an equal number of perversions or corruptions of those forms. The constitutions are Kingship, Aristocracy, and thirdly, a constitution based on a property classification, which it seems appropriate to describe as timocratic, although most people are accustomed to speak of it merely as a constitutional government or Republic.
The best of these constitutions is Kingship, and the worst Timocracy. The perversion of Kingship is Tyranny. 1160.2Both are monarchies, but there is a very wide difference between them: a tyrant studies his own advantage, a king that of his subjects. For a monarch is not a king if he does not possess independent resources, and is not better supplied with goods of every kind than his subjects; but a ruler so situated lacks nothing, and therefore will not study his own interests but those of his subjects. (A king who is not independent of his subjects will be merely a sort of titular king.) Tyranny is the exact opposite in this respect, for the tyrant pursues his own good. The inferiority of Tyranny among the perversions is more evident than that of Timocracy among the constitutions, for the opposite of the best must be the worst.
When a change of constitution takes place, Kingship passes into Tyranny, because Tyranny is the bad form of monarchy, so that a bad king becomes a tyrant. Aristocracy passes into Oligarchy owing to badness in the rulers, who do not distribute what the State has to offer according to desert, but give all or most of its benefits to themselves, and always assign the offices to the same persons, because they set supreme value upon riches; thus power is in the hands of a few bad men, instead of being in the hands of the best men. Timocracy passes into Democracy, there being an affinity between them, inasmuch as the ideal of Timocracy also is government by the mass of the citizens, and within the property qualification all are equal. Democracy is the least bad of the perversions, for it is only a very small deviation from the constitutional form of government. These are the commonest ways in which revolutions occur in states, since they involve the smallest change, and come about most easily.
One may find likenesses and so to speak models of these various forms of constitution in the household. The relationship of father to sons is regal in type, since a father’s first care is for his children’s welfare. This is why Homer styles Zeus father, for the ideal of kingship is paternal government. Among the Persians paternal rule is tyrannical, for the Persians use their sons as slaves. The relation of master to slaves is also tyrannic, since in it the master’s interest is aimed at. The autocracy of a master appears to be right, that of the Persian father wrong; for different subjects should be under different forms of rule.
The relation of husband to wife seems to be in the nature of an aristocracy: the husband rules in virtue of fitness, and in matters that belong to a man’s sphere; matters suited to a woman he hands over to his wife. When the husband controls everything, he transforms the relationship into an oligarchy, for he governs in violation of fitness, and not in virtue of superiority. 1161.1And sometimes when the wife is an heiress it is she who rules. In these cases then authority goes not by virtue but by wealth and power, as in an oligarchy.